Investment Policy
Investment planning, like all aspects of financial planning, is a process. The overall objective is to produce the highest net composite rate of return (after taxes, inflation and investment management fees) for our clients.
Anderson & Associates Financial, LLC and ETEXfinancial, Inc. use discretionary fee based accounts. Our clearing broker dealer is TradePMR, Inc. and the custodian is First Clearing Corporation. Neither Anderson & Associates Financial, LLC nor ETEXfinancial, Inc. have possession of your cash or securities. We trade in our client’s accounts only in marketable securities. Neither Anderson & Associates Financial, LLC nor ETEXfinancial offer private placement investments.
Our investment approach utilizes both technical and fundamental analysis based on our own research of publically available information. Our service is focused on designing, analyzing, implementing and monitoring the investment plan to meet our clients’ needs within their risk tolerance and goal objectives. The basis of our investment recommendations is the “Modern Portfolio Theory”. We recognize that the MPT is most effective when assets classes are not correlated and thus adjust allocations as needed to reflect the lack of correlation when the investment climate dictates. We employ momentum, short and long term trading strategies and are active value managers when market conditions dictate. Sophisticated computer models and simulations are utilized, enabling the Advisor to design a diversified portfolio that should provide more consistent returns with a level of risk that conforms to the client’s stated risk tolerance.
The Investment and Wealth Management services that we offer include:
Links:
TradePMR : http://www.tradepmr.com/Default.aspx
We utilize First Clearing an affiliate of Wells Fargo & Company: http://www.firstclearing.com/
Anderson & Associates Financial, LLC and ETEXfinancial, Inc. use discretionary fee based accounts. Our clearing broker dealer is TradePMR, Inc. and the custodian is First Clearing Corporation. Neither Anderson & Associates Financial, LLC nor ETEXfinancial, Inc. have possession of your cash or securities. We trade in our client’s accounts only in marketable securities. Neither Anderson & Associates Financial, LLC nor ETEXfinancial offer private placement investments.
Our investment approach utilizes both technical and fundamental analysis based on our own research of publically available information. Our service is focused on designing, analyzing, implementing and monitoring the investment plan to meet our clients’ needs within their risk tolerance and goal objectives. The basis of our investment recommendations is the “Modern Portfolio Theory”. We recognize that the MPT is most effective when assets classes are not correlated and thus adjust allocations as needed to reflect the lack of correlation when the investment climate dictates. We employ momentum, short and long term trading strategies and are active value managers when market conditions dictate. Sophisticated computer models and simulations are utilized, enabling the Advisor to design a diversified portfolio that should provide more consistent returns with a level of risk that conforms to the client’s stated risk tolerance.
The Investment and Wealth Management services that we offer include:
- Financial Goal Establishment
- Risk Tolerance Assessment
- Portfolio analysis and Review
- Investment Policy Establishment
- Asset Allocation Design
- Specific Investment Recommendations
- Implementation of Client Orders and Support
- Asset allocation and rebalancing
Links:
TradePMR : http://www.tradepmr.com/Default.aspx
We utilize First Clearing an affiliate of Wells Fargo & Company: http://www.firstclearing.com/
